NYSE Securities
.....
Fourth Quarter 2010
| Non-Directed Orders as a Percentage of Total Customer Orders Having a Market Value Less Than $200,000: | 100 % |
||||||||||||||||||
| Percentage of Non-Directed
Customer Orders That Were: |
Market |
Limit |
Other (includes "Not Held") |
||||||||||||||||
| 97% |
3% |
100% |
|||||||||||||||||
| Routing Information Concerning
Significant Venues
All information relates to customer orders
of less than $200,000 |
|||||||||||||||||||
| Percentage of Orders
Routed to Significant Venues |
Total Non-Directed
Orders |
Non-Directed Market
Orders |
Non-Directed Limit
Orders |
Non-Directed Other
Orders |
Relationship |
||||||||||||||
| BCAP |
75 % |
98% |
2% |
100 % |
|
||||||||||||||
| INET |
15 % |
91% |
9% |
100 % |
|
||||||||||||||
LAVAFLOW |
10 % |
84% |
16% |
100 % |
|
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